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New Book: The Engelbart Hypothesis: Dialogs with Douglas Engelbart

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Preface by Doug Engelbart

It has been a pleasure working with Valerie and Eileen on this book. I once got in trouble with librarians by predicting the end of the book because a book does not offer the capability for interaction. But it is a beginning. I am hoping this will be a beginning of a dialog with you, the reader. A few of my friends and colleagues have contributed their perspectives in the following pages. I would like to thank my wife, Karen, and my longtime secretary, Mary Coppernoll, for their help on this book, and all of my colleagues and friends for their support.

Appreciatively, Doug Engelbart

Introduction

By Valerie Landau and Eileen Clegg

Engelbart is often called the father of personal computing. In 1968, he produced an event so groundbreaking it earned the name "the mother of all demos." At the Fall Joint Computer Conference in San Francisco, Engelbart and his team demonstrated a powerful integrated personal computing system complete with robust collaborative features (some of which did not yet have these names): word processing, document sharing, trackback links, hypertext, version control, integrated text and graphics— and, of course, the computer mouse.1 These innovations have become the foundations of personal computing. He has received the highest honors for his contributions, including the 2000 National Medal of Technology from President Clinton.

Engelbart is most famous for inventing the mouse, but his legacy lies with his conceptual framework that foreshadowed the shift from the Industrial Age to the Information Age. He is considered by many to be one of the 20th century's greatest visionaries. Over the past 50 years, he has maintained that the mind-set of the linear book, the alphabet, and even the Web page no longer suffice for serious intellectual pursuits in a global context. To raise the collective IQ (a term of Engelbart's from the 1960s that caught on decades later) he calls for new ways of communicating: new symbols, new ways of structuring arguments, facts, and evidence. This paradigm shift will enable us to tap into our collective perceptual capabilities for large scale collaboration, creating an evolutionary step well beyond Web 2.0 into a new paradigm for solving complex global problems from environmental threats to war.

Engelbart has always been far ahead of his time. Imagine reading his works in 1962, when room-sized computers, with disks the size of tractor tires, could cost millions of dollars. That was the year he described portable electronic devices connected together, enabling people to look up and share information on any subject.During the dot.com boom at the dawn of the 21st century, bits and pieces of his framework emerged in interesting and unintended ways. Blogs, wikis, hypermedia, and networked communities of practice using dynamic knowledge repositories, such ass the Center for Disease Control website, the Human Genome project, and Wikipedia proliferated.

But the haphazard, market-driven diffusion of technology lacks Engelbart’s foundational philosophical framework for augmenting human intellect for solving complex problems.These writings by Engelbart and his colleagues place his well-known technology achievements in the context of his grand vision for a paradigm shift in our thinking. We believe that Engelbart’s philosophy is at least as significant as his inventions. His inventions were a result of his philosophy, thereby proving its validity.What Engelbart wants most—and we want for him and for the world—is for his philosophy to be understood, applied, improved upon, defined, and understood in a new way, to again be applied, improved, defined and....on and on. He calls it “dialog.” As a man who has always had ideas before words caught up to him, Engelbart has longed for discussion to help articulate his vision.We responded to Engelbart’s call for dialog.

This edition is the latest synthesis of our years of conversation with him (Landau’s goes back to 1985, Clegg’s to 2004). We’ve published several versions, starting with an online book in 2004. We have devoted a chapter at the end of this edition to describe how we continually “improved our improvement process” to work with Engelbart.

In addition to choosing the best of Engelbart’s words about his philosophy, we’ve also included his memories of episodes in his life that shed light on his philosophy. And—in keeping with Engelbart’s commitment to dialog— we have included chapters from people who have been in conversation with him for many years, as well as chapters from scholars who have studied his work and applied it in their own. You will find many ideas and events mentioned multiple times, in different ways—reflecting various perspectives.

About Us

Valerie is a multimedia pioneer, professor, and inventor. Eileen is a journalist, visual communicator and organizational consultant. We’ve used every tool at our disposal—video, graphics, and many, many iterations of the book with Doug’s inputs and corrections. In the end, what best served the goal of conveying Doug’s philosophy was a trusted partnership among three people determined to use a linear medium to write about a non-linear, recursive, multilayered framework based on multiple views of information, hyperlinking and collective dialog. The project was fraught with internal contradictions and constraints. So, this is by no means the final word; it is a step in furthering the dialog in the hope that Engelbart’s much-needed philosophy will reach the mainstream.

—Valerie and Eileen

“Just a Dreamer”

“Someone once called me ‘just a dreamer,’” Engelbart recalled. “That offended me, the ‘just’ part; being a real dreamer is hard work. It really gets hard when you start believing in your dreams.”Engelbart’s curiosity and inventiveness flourished in a childhood surrounded by Nature with freedom to experiment and explore. Later, as a WWII veteran and young engineer, Engelbart wasn’t interested in solving simple problems with simple solutions. He dreamed of a better way.“Every problem facing humanity on a global scale is complex, and so, the solutions to those problems are also complex. Solutions themselves often bring on new unforeseen problems,” he hypothesized. “Models for problem-solving do not address the needed complexity. The solutions are too big for any one individual or any one discipline.”

Engelbart created a multidisciplinary philosophical framework––integrating social-cultural strategies with new technology to create a way to portray information. The goal was to include, view, and aggregate as much information as possible in order to enable humans to act strategically to solve global, complex problems.

In the following sections, Engelbart describes his early years.

Engelbart on His Childhood

I grew up in and near Portland, Oregon. I was the middle of three children, with an older sister and a brother some 14 months younger. The two of us, my brother and I, were quite close. My early years, ages four to 15, were during the Depression and my father died right in the middle of that, when I was nine. We moved to a rural area outside of Portland, in the woods with a creek. We had a lot of freedom and nature all around. I didn’t get involved in city activities, nor did I have much interaction with people outside my family. I had quite a bit of reflective time. I read a lot and roamed the woods with my brother.I had to generate my own picture of the world. There wasn’t anything to drag me into reality except the things I tried to make or build that wouldn’t work.

I didn’t develop the assumptions that many others did. I didn’t know what I couldn’t do. So, it didn’t seem to dismay me much if I failed. I had to try. Because my father was dead and it was the Depression, socio-economic status didn’t mean much. Our school district didn’t have its own high school. We had to commute into Portland five miles away. We’d hitchhike, get rides with neighbors, or walk. We lived on a one-acre plot. Our garden was important and we had a cow. I’d get up at 5:30 in the morning and milk the cow and light the fires for cooking and heating. We used wood stoves, but that was nothing unusual in those days. I’d been up some two or three hours by the time school started.

I didn’t feel any terrible hardship. It was just the way things were.My mother was very cheerful and supportive and our family was very close. We didn’t experience any great dark, gloomy periods. It was just a way of life. My mother was always positive about things, and never negative. The only demand she made on me was to do the chores correctly. I had a sense of freedom and also a sense that I really wasn’t like the other kids in school. I assumed they always knew what was going on all the time and I didn’t. I was very shy, even at 12, 13 years old. I can remember walking pathways to the country store and somebody coming along who knew our family very well, but I would be too shy to meet their eyes so I would look down at the path as they walked by.

Girls frightened me terribly.I had a dream once of making a balloon with a framework underneath so that I could mount bicycle-like pedals, and drive with a propeller to move around the sky. I actually tried to decide how I’d build it and how I’d get the hydrogen. I remember reading someplace that you could pass steam over red-hot iron and the interaction would create hydrogen. It would oxidize the iron and leave the hydrogen free. So I built a huge fire and put an iron pipe across it to generate steam. Those were all things that seemed possible. I had a proclivity to dream the picture and then say, “let’s go.” I also assumed that somehow I wasn’t like other people; I didn’t understand their clubs or the way they operated socially and I didn’t feel I had to try. It didn’t bother me if I was different.

That’s still one of my characteristics and problems. It doesn’t bother me to think about something that I can not see any direct way to get to. If it is possible, why not think about it? That has been an underlying problem for decades now.I often say, “Well, it’s just over on the other side of that canyon. So all we have to do is go.” It is always surprising to me that other people would expect me to tell them how we’re going to get there directly. That it is not enough to say, “Well, it would be important to get there and there is probably a way. Let’s go.” Years later, when I had to manage budgets, other people would come to me with ideas they would want to implement and I’d say, “My God, where’s this guy coming from?”

And then I’d realize, “Boy, that’s just the way I often sound.”When I was in the service I had time to think through a lot of things. I generated a sort of algorithm: the rate at which a person can mature is directly proportional to how much embarrassment he can tolerate. And I realized that embarrassment didn’t seem to bother me very much, because of my upbringing and the perspective I had about the world. Something Benjamin Franklin wrote was so beautiful, “You wouldn’t worry half so much about what other people thought about you if you realized how seldom they did,” and I’d say, “Oh, that’s right.”I seem to have a lot of intuitive capability. I just don’t mind at all not being able to explain to people how I reached something. It doesn’t bother me.

Intuition is important to me and I have a pretty logical head, etc., but I’m not very good at budgets and figures and explicit plans. They get in the way. I always needed other people to come along. Then I’d say, “just on the other side of that canyon.” Then usually somebody would start a plan for some roads and get it together. I’ve always depended on that. Until they show up, there I am, floundering around, and pointing across the canyon.

I bought an old car I found in a barn when I was 13. It had a brass radiator and was 10 years older than I was, a 1916 Model T Ford. The parking lights were kerosene lamps and it had a brass radiator. The first-year cars had electricity and a generator. The headlights were a couple of big bulbs tied to knobs, so the faster the motor ran, the brighter your lights were. The seat was way up high. There were no starters in those days. You had to crank it. I just loved that thing. It took me seven years to get it running. I’d ride my bicycle all over to find parts, spend a quarter here and a quarter there. But the car ran. The guy that ran the local garage about a mile away let me borrow a tool. I’d ride up there on my bike and borrow the tool I needed. And as soon as I finished, I took it back to him until I needed it again or needed another tool. That was the only way that I could possibly get that engine apart.

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